Controls Register Template
A comprehensive Excel template for documenting, tracking, and testing organizational controls. Includes control classification, effectiveness ratings, ownership, testing schedules, and linkages to risks—all in one structured spreadsheet.
What's Included
Control Documentation
Structured fields for control ID, description, type (preventive/detective/corrective), and owner
Effectiveness Tracking
Rate control design and operating effectiveness with evidence fields
Testing Schedule
Track testing frequency, last test date, next test due, and test results
Risk Linkages
Link controls to specific risks they're designed to mitigate
Best Used For
Ideal scenarios for this template
Internal Audit Teams
Document and test controls across the organization
Risk & Compliance
Link controls to risks and track control effectiveness
SOX Compliance
Maintain controls register for Sarbanes-Oxley requirements
Process Owners
Document and monitor controls within your area of responsibility
External Audit Prep
Demonstrate control environment for external auditors
Continuous Monitoring
Ongoing control testing and effectiveness assessment
Automate Control Testing
While spreadsheets work, Dimeri automates control testing, tracks effectiveness in real-time, and links controls to risks dynamically.